INTERNATIONAL INSPECTIONS: THE EXAMPLE OF THE CHEMICAL WEAPONS CONVENTION
B. ter Haar
On
sabbatical leave from the Ministry of Foreign Affairs,
P.O. Box
20061, 2500 EB Den Haag (Netherlands)
Summary
Effective
functioning of an international agreement requires compliance by the
parties. A verification regime might
help to build confidence in compliance and deter parties from violating. Arms control agreements such as the
envisaged Chemical Weapons Convention comprise elaborated verification regimes
that might contain useful precedents for future environmental agreements.
1. Introduction
Low flying
international inspection airplanes might monitor air pollution and verify
whether agreed measures have been taken.
International inspection teams might inspect plants to verify that
emissions of certain compounds might have stopped or are below agreed
limits. Satellites might be used to
verify an agreement to limit forest burning1. These are a few examples of the possibility
to use the experience of international arms control for strengthening
international environmental agreements.
The objective of this paper is to present an overview of relevant
aspects of the projected Chemical Weapons Convention. In the first paragraphs (2 and 3) some of the general projects
involved in ensuring compliance with international agreements are
discussed. In the next two paragraphs
(4 and 5) an overview is given of the projected Chemical Weapon Convention,
with emphasis on the envisaged regime for international monitoring of the
chemical industry. Finally, those elements
that might be most relevant for verifying environmental agreements are
discussed in somewhat more detail.
2. Can international agreements be
enforced?
Enforcement
could be considered to consist of two elements:
-
monitoring
compliance
-
effective
sanctions against violations
Enforcement
of international agreements implies enforcement at both the national and the
international level. As set out below,
monitoring compliance by states involves many problems, but it is feasible. But it is very doubtful whether a system of
effective sanctions against violators will be feasible in the near future.
2.1 Enforcement at the national level
National
enforcement of international agreements is not basically different from
enforcement of national regulations. A
government that is Party to an international agreement has to take all
necessary measures to ensure compliance by everybody within its jurisdiction
and control2. The history of
national enforcement of regulations for the protection of the environment and
for labour safety is much older than arms control agreements. The Geneva Conference on Disarmament has
made extensive use of this experience to develop a regime for international
inspections3.
2.2 Enforcement at the international level
Enforcement
at the international level, that is between States Party to the agreement,
poses problems of a totally different order than national enforcement
does. In the international world the
willingness and possibility to “force” another state into compliance usually does
not exist. It can therefore be argued
that use of the term “enforcement” is often4 less appropriate in an
international context, could easily give rise to false expectations and should
possibly be reserved for the relation between a central government (or a
supra-national authority) and its subjects.
2.3 Why do states observe international
agreements?
The lack of
a central power to enforce observance of international agreements does not
imply that between States only complete anarchy is feasible. When states enter into agreements it can be assumed
that they have decided that it is in their interest to observe the
agreement. This decision is however
often based on the condition that other Parties to the agreement will also
comply. It is here that arms control
agreements and international environmental agreements might have a few things
in common:
-
observance
of the agreement has disadvantages (loss of military options, higher production
costs, etc.)
-
if no
regime exists for verifying the agreement, states might be tempted to violate
the agreement (e.g. by instigating or tolerating violations within their
jurisdiction)
2.4
The
necessity of monitoring compliance
Observing
an international agreement might put a country at a comparative disadvantage
against countries that violate it5.
The effective functioning of such international agreements therefore
requires that the States Parties feel confident that other Parties are
honouring their obligations. To build
such confidence the following types of measures could be considered:
-
international
exchange of relevant information
-
opening
facilities for international routine inspections
-
a
regime to solve doubts about compliance
These three
types of measures have been developed to strengthen confidence in the
effectiveness of the Chemical Weapons Convention, but they could probably also
serve to build confidence in observance of environmental agreements.
To avoid
any misunderstanding it should be pointed out that although the object of
inspection often is a private company, verification is in principle a matter
between the international inspection team and the government on whose territory
the inspection takes place. The purpose
is essentially not to verify whether the company in question is in violation
(national government), but to verify whether the State is violating the
international agreement by not enforcing it nationally.
3. What to do against violators?
As
mentioned above, enforcement does not only require the ability to determine the
facts, but also the ability to take effective punitive measures against whoever
is guilty of violating the enforced agreement.
Taking punitive measures against a state that has been found violating
an international agreement is however even more difficult than ascertaining
that a violation has taken place.
3.1
Sanctions
against states violating international agreements
The present
experience with international sanctions is disappointing and the near term
future of an effective international sanction regime is not very
promising. The history of the use of
chemical weapons by Iraq in its war with Iran is a good example of the
difficulties involved. Even when a
United Nations team of experts had found irrefutable evidence of repeated
violations by Iraq of the Geneva Protocol of 1925 (that prohibits the use in
war of chemical and biological weapons), the world community was not able or
willing to take any measures other than an official condemnation of the use of
chemical weapons. For many states
equilibrium in their relations with Iran and Iraq weighed heavier than
upholding the Geneva Protocol. Most
nations seem to agree that this is a bad precedent for other arms control
agreements. Efforts are therefore
undertaken to devise a regime for sanctions against violators of the
prospective Chemical Weapons Convention.
These efforts have however so far not led to a credible system of
sanctions.
Major
violations of international environmental agreements will probably be of a
totally different character than the use of chemical weapons, but in one
respect the situation might be comparable:
many states might be unwilling to react because of political
considerations that are not related to the violation.
3.2
Deterrence
by early detection and threat of publication
Efforts to
develop a satisfactory sanction regime should of course continue, but
observance of international agreements should not be made solely dependent on
sanctions. Confidence in the Chemical
Weapons Convention will have to be built on the combination of routine
inspections and the possibility of challenge inspections. The verification regime is designed to deter
a Party from violating the Convention by maximizing the risk that a violation
will be detected in an early state, that is to say, not only before chemical
weapons have actually been used, but even before a substantial stock of
chemical weapons can be employed among the armed forces.
The
experience gained during 20 years of implementing the nuclear Non Proliferation
Treaty of 1968 seems to indicate that countries are not willing to take the
risk of detection. Countries that were
not willing to forego the option of nuclear weapons simply did not become party
to the Treaty. Disquieting
irregularities have almost never been reported. In the very small number of cases that inspections could not be
concluded satisfactorily, the mere risk of publication of the unsatisfactory
conclusions induced the countries in question to take measures to the
satisfaction of the inspectorate. If
silent diplomacy fails, public diplomacy can sometimes be effective, like in
the case of the Krasnoyarsk radar built by the Soviet Union in violation of the
Anti Ballistic Missile Treaty6.
4. The basic structure of the Chemical
Weapons Convention
The
projected Chemical Weapons Convention can be considered to consist of the
following 5 main parts:
1.
a
comprehensive ban on chemical weapons
2.
an
obligation to destroy CW-stocks and production plants
3.
a
regime to give Parties confidence in compliance
4.
a
regime to resolve doubts about compliance
5.
an
international organization to implement the Convention
The central
provision of the CW-Convention is a prohibition of developing, producing,
retaining, transferring and using chemical weapons.
The logical
consequence of this ban is the obligation to destroy chemical weapon stocks and
chemical weapon production plants. To
assure all parties that such destruction indeed takes place, all plants and
stockpiles will have to be declared shortly after the convention enters into
force and be sealed and put under a system of international on site inspection
until they are destroyed.
The heart
of the problem of verifying a ban on chemical weapons is that many civil
chemical plants have, to a lesser or greater degree, a capability to produce
chemical weapons. The obligation to
destroy plants that have been making certain chemicals for chemical weapon
purposes makes sense only if Parties can feel confident that civil plants that
have comparable capabilities are not used for the same purpose. To give Parties such confidence an elaborate
verification regime is foreseen. This
regime might in some respects be a model for international environmental
agreements. It will be discussed in
somewhat more detail in paragraph 5.
If a party
wants to violate the Convention, it will probably try to keep the plants where
it would produce its chemical weapons outside the scope of the routine
inspection regime. To deter such behavior,
all parties will have the right to request inspection of any location or
facility on the territory of another State Party. This system of challenge inspections will work only if
inspections can take place anytime, everywhere, at very short notice and can
never be refused.
The
inspections will have to be carried out by the inspectors of the Technical
Secretariat. This Technical Secretariat
will be part of an international organization for the implementation of the
Chemical Weapons Convention. The highest
organ in this organization will be the Conference of (all) States Parties, but
an Executive Council (with limited membership) will supervise the
implementation of the convention on a more frequent basis.
5. Verification of non-production
5.1 Feasibility and cost effectiveness are
required
In theory
it might seem possible to collect data on all chemicals that can be used for
chemical weapon purposes and to inspect all relevant chemical plants
regularly. This would require an
enormous inspectorate with thousands of inspectors. Even if this were feasible, it would certainly not be cost
effective. The efforts of a relatively
international inspectorate will have to be concentrated at the chemical plants
that are considered to present the largest risk.
5.2 The Annex on Chemicals and the three
Schedules
The
backbone of the regime is a classification of the most relevant chemical
compounds into three lists (or Schedules) that will be subjected to three
different regimes. All three lists
contain both chemicals that can be used as warfare agents and precursors of
such agents. List (Schedule) 1 contains
the most dangerous compounds that have no legitimate applications except in
very small (gram) quantities. List 2
contains chemicals that present a somewhat smaller risk and are (often)
produced in small commercial quantities.
List 3 contains chemicals that are considered to present an even smaller
but still substantial risk and are produced in large quantities (quantities of
100,000 tons and more).
Production,
storage and use of the chemicals on Schedule 1 is permitted only for a limited
number of purposes (such as research and protection against chemical weapons)
and even then only in very small quantities under strict rules of declaration
and verification. On list 1 are the
nerve agents, the mustard gases and a few key precursors for binary7
nerve agents.
Production
and use of the chemicals on Schedule 2 for other purposes than chemical weapons
is not subjected to limitations, but if the quantity is above a certain
threshold, declaration is compulsory and will be verified through on-site
inspections. On Schedule 2 are mainly
key precursors of the warfare agents on Schedule 1. Commercial use of Schedule 2 chemicals is relatively small.
Civil
production of Schedule 3 chemicals is so large that it was not considered
useful to try to verify declarations of such production. The regime for these chemicals is therefore
limited to an obligation to report to the Technical Secretariat the quantities
and purpose of production and use. Among
the chemicals on Schedule 3 are toxic chemicals that have been used as warfare
agents such as hydrogen cyanide and phosgene, and widely used precursors such
as phosphorus oxychloride and sulphur dichloride.
5.3 Ad hoc checks and ad hoc inspections
The system
described above encompasses only production plants that produce, process or use
chemicals on one of the three lists.
However, many other plants have similar capabilities. But due to the large variety in chemical
plants and the big diversity of chemical warfare agents, no clear and objective
criteria can be devised to distinguish plants that are "capable" of
producing chemical weapons from plants that are not.
The Federal
Republic of Germany therefore proposed in 1988 to bring the whole chemical
industry under a regime of routine ad hoc checks as a supplement to the more
intrusive routine inspections. The only
purpose of these checks would be to verify on a routine basis whether, at the
time of the check, any chemicals on one of the lists were produced without
being reported8. The basis
of these checks would be a register of all chemical plants. The proposal did, however, not
satisfactorily answer the question how the enormous number of chemical plants
in the world could be inspected often enough to make the system a credible
deterrence against violations.
As a
possible answer, Czechoslovakia proposed to give the international Technical
Secretariat the discretion to choose the objects of, what was now called ad hoc
inspections. This would open the
possibility to direct the ad hoc inspections at plants that are considered most
relevant. Such ad hoc inspections would
not have to be limited to registered chemical plants, but could take place
wherever the Technical Secretariat would think it useful. Several delegations believe, however, that
this would give too much power to the Technical Secretariat. The United Kingdom, therefore, proposed to
limit the right to request ad hoc inspections to the States Parties. The number of inspections a party would be
allowed to request in a year would be limited by quota, just as the number of
ad hoc inspections a Party would have to allow. It is not yet clear what the synthesis of these ideas will look
like, but it might very well include the right of Parties to request an ad hoc
inspection limited to registered chemical production facilities.
5.4 Challenge inspections
The system
of ad hoc checks or inspections will in principle cover every chemical plant,
provided Parties register all their chemical plants. However, a country that wants to acquire a clandestine stockpile
of chemical weapons, will probably not register that plant. The regime of challenge inspections is
designed for such situations. It
therefore deserves mentioning here, although it usually is not grouped under
verification of non-production, because its scope is wider than that. International environmental agreements can
possibly do with a somewhat less radical regime9.
6. Analogies between disarmament and
environmental protection
The
differences between chemical disarmament10 and the protection of the
environment are numerous and obvious.
For the purpose of this paper it will do to mention only the following
points:
-
Chemical
disarmament aims at prevention intentional damage caused by toxic chemicals,
whereas the purpose of environmental protection (among other things) is the
prevention of unintended damage.
-
Violating
a ban on chemical weapons is difficult, time consuming and very expensive. Violating an environmental agreement is
usually easier, quicker and chapter (at least for the short-term) than
complying.
-
A
clandestine chemical weapon plant will probably be characterized by unusually
few traces outside the plant (to hamper detection). A chemical plant that is violating environmental regulations will
probably be characterized by unusual large traces outside the plant.
However,
the similarities are of more interest to us.
As set out above, a similarity between arms control agreements and most
if not all international environmental agreements is that their effective
functioning is dependent on the Parties having confidence that other Parties
will also observe the agreement. A mere
declaration of observance will not always be enough to build such confidence11,
certainly not when undetected violation would seem to be in the (short term)
interest of the violator. It is here
that verification of arms control agreements might form a useful example for
international environmental agreements.
It goes without saying that arms control does not have a set of
prescriptions ready that only have to be followed to have an effective regime
for monitoring compliance with environmental agreements, but certain elements
can probably be useful.
7. Preconditions for effective
verification
The two
cornerstones of effective verification are openness and adequate protection of
confidential information. These
preconditions are closely connected because it is very difficult to demand the
necessary openness if confidentiality is not guaranteed. On the other hand, if adequate measures are
taken to protect confidential information, no good reason exists to deny the
international inspectors access to sensitive information, if they require such
information.
7.1
Openness
There is
hardly a better way to call suspicions on oneself than by secretiveness. It is therefore crucial that States Parties
make sure that all the information an international inspection team needs is
made available.
7.2
Protection
of confidential information
Representatives
of the chemical industry have repeatedly stated that the chemical industry
would worry less about on site inspections, if they felt assured that their
commercial and technical secrets will not be compromised. To give such assurance a special Annex on
the Protection of Confidential Information was added to the draft text of
the Convention. The 6-page annex
consists of four parts:
-
General
principles for the handling of confidential information, such as criteria for
classification and publication;
-
Employment
and conduct of personnel in the technical secretariat, such as limiting access
to confidential information;
-
Measures
to protect sensitive installations and prevent disclosure of confidential data
during on-site verification activities.
The inspected State Party may also propose such measures, but the
inspection team has to adopt such proposals only when it considers them
appropriate;
-
Procedures
in case of breaches or alleged breaches of confidentiality. In serious cases the diplomatic immunity of
inspectors may be waived by the Director-General of the Technical Secretariat.
Protection
of confidential information is also ensured by the following provisions:
-
A
state will be inspected only by inspectors that had previously been accepted,
silently or explicitly, by that state.
-
All
inspections will be conducted according to the rules of an elaborate inspection
protocol.
-
Routine
inspections (with the possible exception of the less intrusive ad hoc
inspections) will be based on a facility attachment that will be negotiated
between the Technical Secretariat and the inspected Party on the basis of a
model agreement that is appended to the Convention.
7.3 The need of flexibility
The more
detailed an agreement is, the more certain it is that the Parties to the
agreement will want to change it as son as it comes into force. However, amending an international agreement
is such a cumbersome process that usually nobody dares to propose it. Any agreement with verification provisions
will by necessity include many small details, such as precise definitions of
the items that are to be verified, and descriptions of verification
procedures. As scientific and
technological developments proceed, some of these details will need
revision. This will probably be as true
for environmental agreements as for the projected Chemical Weapons Convention.
The
solution proposed for the Convention on Chemical Weapons is to set different
revision rules for different parts of the Convention and its annexes. What the amendment and revision procedures
eventually will look like is not yet precisely known, but probably (at least)
the four following types of procedures will be instituted12:
-1- By
unanimous decision of the Conference of States Parties. Some provisions are considered to be so
crucial for the Convention13 that amendment should be made virtually
impossible.
-2- By
a highly qualified majority (3/4 to 9/10) of the Conference of States Parties
entering into force only for State Parties that ratify the amendment. This is the usual way of amending treaties.
-3- By
a qualified majority of the Conference of States Parties, entering into force
for all States Parties.
-4- By
silent acceptance of a proposal. Such a
proposal could be made by every State Party and by the Executive Council. This procedure would apply for additions to
and deletions from the lists of items that are subjected to verification. In case one or more Parties object, the
procedure mentioned under 3 would apply.
7.4 Trial inspections
A
complicated verification regime will not work effectively simply because the
Parties to the agreement have reached political agreement. The effort needed to reach general agreement
on a regime that on paper looks logical and effective seems to be so big that,
at least in the field of arms control, negotiators and governments sometimes
easily overlook the fact that political will is not always sufficient for
making an agreement work. To test out
the verification procedures of the Chemical Weapons Convention, trial inspections
are being conducted. The first of these
was organized in 1986 in the Netherlands with the cooperation of the
Netherlands Ministry of Housing, Physical Planning and Environment.
8. An international organization
8.1
An
institute for information exchange
An
efficient exchange of information is not feasible without some sort of
international institute that collects, processes and distributes the
information. If nothing more than
information exchange is required for the effective implementation of an agreement,
this task could be assigned to an existing international organization. For example, the exchange of information in
the framework of the Biological Weapons Convention has been assigned to the
Department for Disarmament Affairs of the United Nations. It would however not seem wise to follow the
example of forgetting to arrange for the financing of this task14.
8.2
An
international inspectorate
An exchange
of information will not always suffice to give confidence, and sometimes
international inspections will be required.
If an agreement is basically bilateral in character these inspections
can be conducted by representatives of the other Party, such as in the case of
the INF agreement between the United States and the Soviet Union. Under certain circumstances the inspections
in the framework of a multilateral agreement might also be conducted by
national inspectors of the Parties. The
verification of an agreement on conventional arms reductions in Europe might be
an example. However, in many cases, international
inspectors will be required. These
inspectors will have to be hired and trained.
They will need headquarters with legal, technical and other staff
departments to back them up. To do
their work properly, they will require some kind of diplomatic immunity during
their work. If problems rise between
the inspectorate and inspected Parties, a mechanism should exist to solve
them. It is clear that all this
requires the set up of an international organization for the verification of
the agreement.
8.3
One or
more organizations?
If
international verification is considered to be a useful manner for
strengthening certain international environmental agreements, it is to be
expected that more than one agreement will require such inspections. It might seem self-evident that all these
inspections should be conducted by the same international organization, but it
is not, because the membership of different agreements will probably not be
identical. As an example might serve
the International Inspectorate that will be set up as part of the Technical
Secretariat to implement the Chemical Weapons Convention. It has been suggested that this same
Inspectorate should also verify compliance with the Biological Weapons Convention. However this could result in a situation in
which Parties to the Chemical Weapons Convention could decide on the
implementation of the Biological Weapon Convention without being Party to it,
while countries Party only to the Biological Weapons Convention could not. The solution might be to establish the
verification organization separately from the Chemical Weapons Convention. The precedent for such a set-up is the role
of the International Atomic Energy Agency (IAEA) in conducting inspections in
the framework of the (nuclear) Non Proliferation Treaty (NPT). The IAEA has its own Statute and in fact
even predates the Non Proliferation Treaty.
8.4
The
cost of verification
Although
the costs of verification are low in comparison with those of major weapon
systems or with the costs of non-compliance with environmental agreements, they
should not be underestimated. The costs
of the verification division of the IAEA (the so called safeguards department)
are about $60 million per year, including all overhead costs concealed in other
parts of the budget of the IAEA. In
view of the large task of the safeguards department this is cheap, possibly too
cheap15. A verification
regime for the chemical industry that vies the same degree of certainty as the
system of safeguards on nuclear materials is, however, not feasible and would
be far too expensive. An adequate
verification regime seems possible for something between $100 million and $200
million a year16.
9. Verification technology
An overview
of all the verification technologies that have been developed or are in
development for arms control purposes and could possibly be used for
verification of environmental agreements would require a separate paper. Here the main types and principles will be
only mentioned.
9.1
National
technical means and cooperative verification
Until
recently verification of the arms control agreements between the two
superpowers was mainly based on the use of national technical means of
verification, such as observation-satellites.
However, on site and near-site inspections and sampling require the
active cooperation of the inspected country.
This cooperative type of verification is probably more relevant for
verification of environmental agreements than the use of national technical
means.
9.2
Negative
verification
One of the
main requirements of cooperative verification is that it should be as little
intrusive as possible. Negative
verification is therefore a very attractive concept. This means analyzing only that a restricted item is not present,
without figuring out what the analyzed sample actually consists of. Such a technique could be used for example
during an ad hoc check to verify that no restricted compounds are produced at
the inspected plant.
9.3
On-site,
near-site and off-site verification
Another
manner to limit the intrusiveness of inspection is by staying away as far as
possible from the inspected object. A
typical off-site method of verification is by satellite. As the resolution of advanced reconnaissance
satellites approaches 10 centimeter, a lot of information can be gathered this
way. An example of a near-site
verification technique is analysis of effluent water outside a plant. In the case of arms control agreements
off-site and near-site verification will often not be sufficient and on-site
inspection will be necessary.
9.4
Open
skies
Currently
negotiations are taking place between the NATO and Warsaw-pact countries about
opening their skies for reconnaissance by aircraft. This would greatly facilitate near-site verification. By flying over a plant and taking air
samples much can be learned about the activities that take place in the
plant. The open skies proposal is meant
for arms control purposes, but it might also be very useful for verification of
environmental agreements.
9.5
Use of
instruments
Instruments
can facilitate verification in two ways.
In the first place inspectors will need instruments during inspections
to analyze samples. As it is important
to prevent disagreement about applying different standards for different
countries, the instruments used will have to be standardized. They should be light and robust because
inspectors will have to carry them around.
Instruments
can also be used for automatic continuous monitoring. An example is the SNAL (Sample Now, Analyze Later)17
that could be used for retrospective verification of non-production of chemical
weapons. On-site instruments could in
principle also give real time information by using telephone connections or
satellites.
9.6
Keep
it simple
The
literature about possible verification techniques is almost as fascinating as
the literature about possible weapon techniques. What is needed for cooperative verification efforts however is
instruments and techniques that are accepted and understood in all parts of the
world where they have to be used.
On-site monitoring instruments will have to be understood by the technicians
of the plant, otherwise they will probably not function long. Instruments that inspection teams take with
them should be understood by the inspected country, otherwise the country might
not be willing to allow the instruments brought into the country for fear of
espionage.
10. On negotiating a multilateral
verification regime
Environmental
protection can possibly learn something from the accomplishments of arms
control, but probably also from the mistakes made. The negotiations on a worldwide ban on chemical weapons have been
dragging along now for more than 20 years, partly because the participants in
the negotiations did not always have the necessary political will, but partly
also because the problems involved were grossly underestimated and the
negotiations were not undertaken very efficiently.
10.1
A
permanent and efficient negotiating forum
Traveling
around the world from conference to conference has, at least for some time,
many attractions, but it is probably not the least for some time, many
attractions, but it is probably not the most effective manner of
negotiating. Almost all worldwide
disarmament negotiations are therefore concentrated in Geneva in and around the
Conference on Disarmament. This made it
possible for the United Nations and many states to have arms control experts
permanently in Geneva. Now that we seem
to have entered an era of permanent negotiations on international environmental
agreements it might be advisable to institute a permanent negotiating forum18.
Such a Conference
on the Protection of the Environment should avoid two flaws in the set up
of the Conference on Disarmament:
-
In May
and from August to February the Conference on Disarmament does not convene,
because most delegations and the permanent UN staff have to attend meetings of
the United Nations Disarmament Committee and the United Nations General
Assembly, both in New York. These
periods could more effectively be used by preparing for the next round of
negotiations. Furthermore, the recess
period of 5 months in autumn and winter is too long to be efficient19.
-
Every
year the Conference on Disarmament has two sessions of 12 weeks each, with a
5-week break in between. This is an
inefficient use of time, because most delegations need a break after 4 to 6
weeks, to evaluate their positions and to seek new instructions.
10.2
Direct
involvement of all concerned parties
On the face
of it involvement of everybody that is interested in the outcome of the
negotiations would seem only to complicate the process. The history of the negotiations on a Chemical
Weapons Ban seems on the contrary to prove that involvement of all interested
parties might be essential for the success of the negotiations. In the first place, it proved impossible to
develop an effective inspection regime without the close cooperation of
representatives of the objects of inspection.
Nobody is better aware of the complications of inspecting a certain
location or facility, and of the ways to deceive an inspection team, than the
people working at such a facility or location.
In the second place, effective implementation of a verification regime
is greatly facilitated if it is accepted by the people that will be
inspected. Building such a consensus,
or at least acceptance, among all parties concerned requires involvement of
them all at the earliest possible time.
To prevent
any unnecessary differences and misunderstandings the lines of communication
between the negotiators and those directly affected by inspections should be as
short as possible. The result of the
long time absence of such direct links in the CW-negotiations was that certain
preoccupations of the chemical industry were sometimes blown up to dimensions
that did not have any direct relation with reality, not because of some
conspiracy to hamper the negotiations, but just by sheer lack of knowledge20.
10.3 Practical preparation for implementation
Negotiations
on international environmental agreements should avoid the mistake to think
that the only objective of negotiations is to reach political agreement. The negotiations on a CW-ban have long
struggled and are still struggling with this delusion. As set out above, a complicated agreement,
like one involving international inspections, will not work simply because the
political will exists that it should. A
lot of practical work, like developing and testing instruments and procedures,
needs to be done before an agreement will function well.
REFERENCES
1. See for example the satellite
photograph on page 778 of the National Geographic magazine of December 1988
(Vol.174, No.6).
2. It should be noted, however, that the
question of what exactly a State is required to do to implement an
international agreement can be more difficult than it might seem. Especially the question of jurisdiction and
control poses problems. Should, for
example, a State be held responsible for the activities outside the territory
of that state of a company that has its headquarters in that State?
3. See for example the working papers of
the ad hoc Committee on Chemical Weapons of the Conference on Disarmament
CD/CW/WP141, 142 and 143.
4. The exception to this rule is that the
European Community that has supranational features.
5. This does not automatically mean that a
country in such a situation would be better off if it also stopped complying
with the agreement. It might very well
be that this would only make the situation for that country even worse (e.g.
because it would induce more countries to stop complying and would lead to a
complete breakdown of the agreement).
6. At first the USSR denied that the radar
installation (that was still being built) would be in violation of the ABM
Treaty, subsequently it offered to stop the building process, and finally it
agreed to tear the installation down.
7. Binary chemical weapons contain two
components that, when mixed, react and form a chemical warfare agent. Until the moment of delivery the two
relatively non-toxic components are kept separate which facilitates transports,
storage and handling.
8. The latest version of the proposal of
ad hoc checks was published as document of the Conference of Disarmament on 6
September 1988 (CD/869).
9. The military security of a state might
be in jeopardy if another state produces or hides chemical weapons in a single
building. Thus adequate verification
requires that an inspection team has the power to enter any building that it
considers relevant. In the case of
environmental agreements it might be easier to accept certain limitation of the
mandate of an inspection team, as possible clandestine activities within one
single building that can not be verified from the outside of the building will
probably be much less relevant.
10. The terms arms control and disarmament
are used interchangeably in this paper.
11. The necessity of verification and
confidence building is especially clear in the case of arms control agreements,
as these agreements are usually made between countries that consider each other
as potential adversaries. It would,
however, seem naïve to take compliance with environmental agreements for
granted.
12. For details see the rolling text of the
draft Convention CD/961 p.49-51 and 197.
13. An example is the obligation to destroy
all stocks within 10 years after the entry into force of the Convention.
14. The Second Review Conference of the
Biological Weapons Convention agreed on the exchange of information on certain
types of biological laboratories and unusual outbreaks of diseases to build
confidence in compliance with the Convention.
The information was to be forwarded to the Department of Disarmament
Affairs of the United Nations in one of the official languages of the United
Nations (Arabic, Chinese, English, French, Russian and Spanish). However, no arrangements were made for
translating or otherwise processing the information.
15. As a result of the policy of many nations
to limit the budget growth of the United Nations and affiliated organizations
to zero, the budget growth of the safeguards department within the IAEA has
grown very little in the recent past, whereas the number of plants under
safeguards and the amount of safeguarded material grew quickly.
16. A balance will have to be struck between
the requirements of adequate verification and the need to keep the costs
manageable. In view of the fact that
the chemical industry is distributed much more widely over the world than the
nuclear industry, and that the nuclear weapon states will be inspected in the
same manner as other states (under the NPT the nuclear weapon states are not
really inspected) it would seem reasonable and acceptable to project the costs
for verification of non-production at twice the costs of more than a vague
estimate is not possible as long as neither the outcome of the negotiations,
nor the number of facilities to be inspected is known.
17. This system consists of a tape recorder
on which at certain intervals a very small sample is stored. A commercially available tape could contain
24000 samples and keep them during several months. From time to time an inspection team could pass by and verify
whether any restricted compound had been present in the sampled product or
effluent flow. This system is described
in CD/CW/WP.204.
18. It could be considered to collocate this
forum with the UNEP in Nairobi as many nations do already maintain
environmental protection experts in Nairobi.
19. The ad hoc Committee on chemical weapons
of the Conference on Disarmament does, however, reconvene in one way or another
during three weeks at the end of November and during three weeks in January.
20. One delegation for example maintained
that a chemical that was produced in many parts of the world in quantities of
millions of tons and a chemical that was in experimental civil production of a
few hundreds of kilograms a year should, for the purpose of inspection, both
considered to be of large commercial interest.